tZERO Wins Approval From FINRA For Broker-Dealer Subsidiary: Author – CFR

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TheBlock – Public records indicate that the FINRA registration became effective on September 4. In a statement, tZERO said that the registration with the Securities and Exchange Commission now means that the firm can “offer its customers retail brokerage services for digital securities and provide issuers with investment banking and placement agent services in connection with capital raising activities.”

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